Large Exposure

An Exposure, whether in an Authorised Firm's Non-Trading Book or Trading Book, or both, to a Counterparty or Group of Closely Related Counterparties or a Group of Counterparties Connected to the Authorised Firm which in aggregate is equal to or exceeds 10% of the Authorised Firm's Tier 1 Capital.


Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] DFSA RM295/2021 (Made 24th February 2021). [VER50/04-21]