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Investment Manager

A Person who, acting only on behalf of a Client:

(a) manages Investments in an account or portfolio on a discretionary basis under the terms of a discretionary management agreement; or
(b) manages Investments in an account or portfolio on a non-discretionary basis under the terms of a non-discretionary management agreement.

Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]