(1) COB section 6.10 applies to an
Authorised Firm as if the Authorised Firm is an investment manager in respect of those Clients who are PSIA holders.
(2) In addition to the requirements of COB section 6.10, an Authorised Firm must ensure that a periodic statement provided to a
Client contains the following information:
(a) details of the performance of the
(b) the allocation of profit between the
Authorised Firm and the Client; and (c) where applicable, details of changes to the investment strategies that may affect the Client's account or portfolio
Derived from DFSA RM69/2010 (Made 1st March 2010). [VER1/03-10]