Holding or Controlling Client Assets | Rulebook

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DFSA Rulebook

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Dubai Financial Services Authority (DFSA)

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Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER39/10-21]
COB 6 Additional Rules — Investment Business
COB 6.11 Client Assets
Holding or Controlling Client Assets

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‹ COB 6.11.3 Guidance

COB 6.11.4 ›

Holding or Controlling Client Assets

COB 6.11.4
- COB 6.11.4 Guidance

‹ COB 6.11.3 Guidance

COB 6.11.4 ›

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© 2020 DFSA refers to the Dubai Financial Services Authority, a body established under Dubai law as the independent regulator of financial services and related activities for the DIFC.