Skip to main content
  • About us

    Go Back

    • Who we are
      • The DFSA
      • Governance
      • How we regulate
      • International Assessment
      • Corporate Social Responsibility
    • Our structure
      • Board of Directors
      • Executive Team
      • Financial Markets Tribunal
    • DFSA Journey
  • What we do

    Go Back

    • AML, CTF & Sanctions Compliance
      • Summary
      • Regulatory Framework
      • Supervisory Methodology
      • Overview of DFSA AML/CTF & Sanctions Obligations
      • Standard-Setters / International Organisations Followed
    • Authorisation Services
      • Overview
      • Authorised Firms
      • Authorised Individuals
      • Authorised Market Institutions
      • Registered Auditors
      • Registered DNFBPs
      • Getting Help
      • Expanding Your Business
    • Collective Investment Funds
    • DFSA Listing Authority
      • Checklists
      • Forms
      • Approved Documents
      • Disclosure Database
      • Regulatory Announcement Services
      • Official List of Securities
      • Knowledge Base
      • Delisted Securities
    • Enforcement
      • About Enforcement
      • Regulatory Actions
    • International Relations
      • How We Regulate
      • International Assessment
    • Policy, Strategy and Risk
    • Recognition
      • About Recognition
      • Recognised Bodies
      • Recognised Members
    • Supervision
      • About Supervision
      • Audit Supervision
      • Cyber Risk Supervision
      • Insurance Supervision
      • Operational & Technology Risk Supervision
  • Laws & rules

    Go Back

    • Legal Resources
      • Legislation
      • Consultation Papers
      • Policy Statements
      • Amendments to Legislation
    • DFSA Rulebook
    • DFSA Administered Law
  • Public Register
  • Resources

    Go Back

    • Consumer
      • Investment Guide
      • Complaints
    • Regulatory
      • Consultation Papers
      • Discussion Papers
      • Laws and Rules
      • System Reporting
      • Guides & Handbooks
      • Speeches & Presentations
      • FAQs
      • Forms
      • Checklists
      • Fees
    • Publications & Reports
      • Annual Report
      • DFSA in Action
      • Business Plan
      • Thematic Reviews
      • Stakeholder Surveys
      • Markets Publications
      • SEO Letters
      • Audit Reports
    • DFSA Alerts
      • Alerts
      • How to avoid being scammed
  • News
  • E-portal Login
  • Make an enquiry
DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
  • About us
    • Who we are
      • The DFSA
      • Governance
      • How we regulate
      • International Assessment
      • Corporate Social Responsibility
    • Our structure
      • Board of Directors
      • Executive Team
      • Financial Markets Tribunal
    • DFSA Journey
  • Laws & rules
    • Legal Resources
      • Legislation
      • Consultation Papers
      • Policy Statements
      • Amendments to Legislation
    • DFSA Rulebook
    • DFSA Administered Law
  • What we do
    • AML, CTF & Sanctions Compliance
      • Summary
      • Regulatory Framework
      • Supervisory Methodology
      • Overview of DFSA AML/CTF & Sanctions Obligations
      • Standard-Setters / International Organisations Followed
    • Authorisation Services
      • Overview
      • Authorised Firms
      • Authorised Individuals
      • Authorised Market Institutions
      • Registered Auditors
      • Registered DNFBPs
      • Getting Help
      • Expanding Your Business
    • Collective Investment Funds
    • DFSA Listing Authority
      • Checklists
      • Forms
      • Approved Documents
      • Disclosure Database
      • Regulatory Announcement Services
      • Official List of Securities
      • Knowledge Base
      • Delisted Securities
    • Enforcement
      • About Enforcement
      • Regulatory Actions
    • International Relations
      • How We Regulate
      • International Assessment
    • Policy, Strategy and Risk
    • Recognition
      • About Recognition
      • Recognised Bodies
      • Recognised Members
    • Supervision
      • About Supervision
      • Audit Supervision
      • Cyber Risk Supervision
      • Insurance Supervision
      • Operational & Technology Risk Supervision
  • Public register
  • Resources
    • Consumer
      • Investment Guide
      • Complaints
    • Regulatory
      • Consultation Papers
      • Discussion Papers
      • Laws and Rules
      • System Reporting
      • Guides & Handbooks
      • Speeches & Presentations
      • FAQs
      • Forms
      • Checklists
      • Fees
    • Publications & Reports
      • Annual Report
      • DFSA in Action
      • Business Plan
      • Thematic Reviews
      • Stakeholder Surveys
      • Markets Publications
      • SEO Letters
      • Audit Reports
    • DFSA Alerts
      • Alerts
      • How to avoid being scammed
  • News
  • EN
  • عربي
Make an enquiry
E-portal Login
DFSA DFSA
  • EN
  • عربي
DFSA Rulebook

Main navigation

  • Home
  • Browse Contents
  • View Updates
  • Search

Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
    • Laws
    • Recognised Jurisdictions and Funds
    • Declaration Notices
    • Financial Markets Tribunal
    • Archive
    • Rulebook Modules
    • Sourcebook Modules
    • Consultation Papers
    • Policy Statements
    • DFSA Codes of Practice
    • Amendments to Legislation
      • Notice of Amendments to Legislation
      • Amendment Laws
      • Rulemaking Instruments
      • Guidance Making Instruments
        • 2017
        • 2016
        • 2014
        • 2011
        • 2010
        • 2007
        • 2006
    • Media Releases
    • Notices
Entire section Custom print Link Text Only Rich Text Print

Location:

Breadcrumb

  1. Dubai Financial Services Authority (DFSA)
  2. Amendments to Legislation
  3. Guidance Making Instruments
  Versions

 
‹ RM01/2004 General Rules Instrument 2004 2017 ›

Guidance Making Instruments

  • 2017
    • GM12/2017 Code of Market Conduct (CMC) Guidance Instrument (No. 12) 2017
    • GM11/2017 General Module (GEN) Guidance Instrument (No.11) 2017
  • 2016
    • GM10/2016 Code of Market Conduct Guidance Instrument (No.10) 2016
  • 2014
    • GM9/2014 Code of Market Conduct (CMC) Guidance Instrument (No. 9) 2014
  • 2011
    • GM8/2011 Regulatory Policy and Process Guidance Instrument (No. 8) 2011
  • 2010
    • GM7/2010 Hedge Fund Code of Practice 2010 Instrument No. 7 of 2010
  • 2007
    • GM6/2007 Hedge Fund Code Guidance Instrument (No. 6) 2007
    • GM5/2007 Electronic Prudential Reporting System Guidance Instrument (No. 5) 2007
    • GM4/2007 International Standards Guidance Instrument (No. 4) 2007
    • GM3/2007 Principal Commodity Futures Trading Participants Guidance Instrument 2007
    • GM2/2007 Insurance Prudential Regime Guidance Instrument 2007
  • 2006
    • GM1/2006 Interpreting the Rulebook Guidance Instrument 2006
‹ RM01/2004 General Rules Instrument 2004 2017 ›
DFSA
  • About
  • Contact Us
  • Data Protection
  • Sitemap
  • Legal Disclaimer
  • Careers
  • RSS Feed

  • © 2020 DFSA refers to the Dubai Financial Services Authority, a body established under Dubai law as the independent regulator of financial services and related activities for the DIFC.