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Guidance

The reference to a change to the "scope" of a Licence covers any change to an authorisation, endorsement, activity, financial product, restriction or condition on the Licence (for which an application fee is not otherwise payable under this section). For example, an application to amend or remove a restriction on the Licence or to enable a firm to deal in Debentures instead of Shares or to add a product to the list of Investments that the firm may advise on.

Derived from DFSA RM214/2018 (Made 22nd February 2018). [VER17/04-18]