Governing Body
(1) The board of directors, partners, committee of management or other governing body of an Undertaking .
(2) In CIR, in relation to a Fund , a Person or a body of Persons who together form the directing mind of the Fund including but not limited to:
(a) itsFund Manager , a member of its main or supervisory board, a General Partner ; or
(b) any otherPerson or body of Persons exercising equivalent powers and functions in relation to directing the operation of the Fund .
(a) its
(b) any other
(3) In AML , has the meaning in Rule 3.2.1.
Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] DFSA RM19/2005 (as from 19th April 2005). [VER3/04-05]
[Amended][VER8/04-06]
[Amended] DFSA RM72/2010 (Made 11th July 2010) [VER23/07-10]
[Amended] DFSA RM124/2013 (Made 13th June 2013) [VER30/07-13]
[Amended] DFSA RM19/2005 (as from 19th April 2005). [VER3/04-05]
[Amended][VER8/04-06]
[Amended] DFSA RM72/2010 (Made 11th July 2010) [VER23/07-10]
[Amended] DFSA RM124/2013 (Made 13th June 2013) [VER30/07-13]