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GM9/2014 Code of Market Conduct (CMC) Guidance Instrument (No. 9) 2014

Click here to view the Guidance InstrumentGuidance Instrument in PDF format.

The Board of the Dubai Financial Services Authority in the exercise of the powers conferred on them by Article 20 (2) of the Regulatory Law 2004, hereby approves and issues the Guidance in the appendix to this instrument.

Commencement:

(1) This instrument is made on 10 December 2014 and shall come into effect on 1 January 2015.

Modules:

(2) The Code of Market Conduct (CMC) module in Appendix 1Appendix 1 to this instrument may be identified by the following reference – CMC/VER1/01-15.

Citation

(3) This instrument may be cited as the Code of Market Conduct Guidance Instrument (No.9) 2014.
(4) Appendix 1Appendix 1 to this instrument may be cited as the Code of Market Conduct module or CMC.

By Order of the Board

Saeb Eigner
Chairman

10 December 2014
GMI9/2014


Click herehere to view Appendix 1 in PDF format.