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GM8/2011 Regulatory Policy and Process Guidance Instrument (No. 8) 2011

The Chief Executive of the Dubai Financial Services Authority in the exercise of the powers conferred on him under the Regulatory Law 2004, hereby makes the guidance in the appendices to this instrument.

Commencement

(1) This instrument is made on 27 February 2011 and is conditional upon the enactment of a law to be called "Regulatory Law Amendment Law 2011"; and this instrument shall come into force on the same day as that law.

Sourcebook Module

(2) The Regulatory Policy and Process Sourcebook module in Appendix 1Appendix 1 to this instrument may be identified by the following reference — RPP/VER1/02-11.

Amendments to Rulebook Modules:

(3) The Authorised Market Institutions (AMI) module — (AMI/VER9/03-10) is amended in accordance with Appendix 2Appendix 2 to this instrument and the Module as amended by this instrument may be identified by the following reference — (AMI/VER10/02-11).
(4) The Anti Money Laundering (AML) module — (AML/VER6/01-10) is amended in accordance with Appendix 3Appendix 3 to this instrument and the Module as amended by this instrument may be identified by the following reference — (AML/VER7/02-11)
(5) The Ancillary Service Providers (ASP) module — (ASP/VER7/09-08) is amended in accordance with Appendix 4Appendix 4 to this instrument and the Module as amended by this instrument may be identified by the following reference — (ASP /VER8/02-11)
(6) The Prudential — Insurance Business (PIN) module — (PIN/VER10/07-08) is amended in accordance with Appendix 5Appendix 5 to this instrument and the Module as amended by this instrument may be identified by the following reference — (PIN/VER11/02-11)

Citation

(7) This instrument may be cited as the Regulatory Policy and Process Guidance Instrument (No. 8) 2011.
(8) Appendix 1Appendix 1 to this instrument may be cited as the Regulatory Policy and Process Sourcebook module or RPP.

Paul M Koster
Chief Executive

February 2011
GM 8/2011


Click herehere to view Appendix 1 in PDF format.
Click herehere to view Appendix 2 in PDF format.
Click herehere to view Appendix 3 in PDF format.
Click herehere to view Appendix 4 in PDF format.
Click herehere to view Appendix 5 in PDF format.