GLO 2 Glossary
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[ A ] [Accepting Deposits—Authorised Person]
- Acceptable Collateral [Deleted]
- Accepting Deposits
- Account Information Service
- Accounting Records
- Acting as the Trustee of a Fund
- Acting as the Administrator of an Employee Money Purchase Scheme
- Actuary
- Adjusted Capital Resources
- Adjusted Cellular Capital Resources
- Adjusted Fund Capital Resources
- Adjusted Non-Cellular Capital Resources
- Administrator
- Advice
- Advising
- Advising on Credit
- Advising on Financial Products
- Advisor
- Affected Person [Deleted]
- Agent
- AFN
- Alternative Trading System
- AMI
- AML
- [Deleted]
- [Deleted]
- Annual Audited Expenditure [Deleted]
- Annual Information Return
- Annual Regulatory Return
- [Deleted]
- Anti Money Laundering Suspicious Cases Unit (AMLSCU) [Deleted]
- Approved Asset
- Approved Prospectus
- Approved Stock Exchange
- Arranging Credit and Advising on Credit
- Arranging Credit
- Arranging Custody
- Arranging Deals in Investments
- Arranging or Advising on Money Services
- [Deleted]
- [Deleted]
- Associate
- ATS
- ATS Operator
- AUD
- Auditor
- Audit Principal
- Audit Services
- AUT [Deleted]
- Authorised Firm
- Authorised ISPV
- Authorised Individual
- Authorised Market Institution
- Authorised Participant
- Authorised Person
- [ B ] [Bank—Business Rules]
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[ C ] [Capital Requirement—Customer Due Diligence (CDD)]
- Capital Requirement
- Capital Resources
- Captive Cell
- Captive Insurer
- Carrying Out Contracts of Insurance
- Category
- CCP
- Cell
- Cell Return
- Cell Share Capital
- Cell Shares
- Cellular Asset
- Cellular Liabilities
- Central Bank
- Central Counterparty
- Central Securities Depository
- Certificate
- Charge
- Chief Executive (CEO)
- Chinese Wall
- CIR
- Class
- Class 1 Captive Cell
- Class 2 Captive Cell
- Class 3 Captive Cell
- Class 1 Captive Insurer
- Class 2 Captive Insurer
- Class 3 Captive Insurer
- Class 7 Capital Requirement
- Class of Business
- Clearing House
- Client
- Client Account
- Client Agreement
- Client Assets
- Client Investments
- Client Money
- Client Money Auditor's Report
- Client Money Distribution Rules
- Client Money Provisions
- Closed-ended Fund
- Close Links
- Close Out Netting
- Close Relative
- Closely Related
- CMC
- COB
- Code of Ethics for Accountants and Audit Firms of Islamic Financial Institutions
- Code of Ethics for Professional Accountants
- Collateral
- Collective Investment Fund
- Commercial Customer [Deleted]
- Commercial Paper
- Commission
- Commodities Risk Capital Requirement
- Commodity Derivative
- Companies Law
- Complaint
- Compliance Officer
- Concentration Risk
- Connected
- Connected Counterparties
- Connected Person
- Constitution
- Contingent Liability Investment
- Contract of Insurance
- Controller
- Convertible
- Corporate Director
- Corporate Governance Principles
- Correspondent Account
- Correspondent Bank
- Correspondent Banking Client
- Council
- Counterparty
- Counterparty Risk
- Counterparty Risk Capital Component (CPCOM) [Deleted]
- Court
- Credit Default Product
- Credit Derivatives
- Credit Enhancement [Deleted]
- Credit Equivalent Amount (CEA) [Deleted]
- Credit Event
- Credit Event Payment
- Credit Facility
- Credit Rating
- Credit Rating Activities
- Credit Rating Agency
- Credit Risk
- Credit Risk Capital Component (CRCOM) [Deleted]
- Credit Risk Capital Requirement
- Credit Spread Option
- Credit-linked Note
- Crowdfunding Loan Agreement
- Crowdfunding Operator
- Crowdfunding Platform
- CSD
- CTF
- Customer Complaint [Deleted]
- Customer Due Diligence (CDD)
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[ D ] [Dealing in Investments as Agent—Dubai Law]
- DAT [Deleted]
- Dealing in Investments as Agent
- Dealing in Investments as Principal
- Debenture
- Decision Maker [Deleted]
- Decision Notice
- Default Rules
- Delegation Agreement
- Delivery Versus Payment Transaction
- Delta [Deleted]
- Deposit
- Derivative
- Designated Fund
- Designated Investments [Deleted]
- Designated Non-Financial Business or Profession (DNFBP)
- DFSA
- DIFC
- DIFC Business Return
- DIFC Business Risk Capital Requirement
- DIFC Incorporated Insurer
- DIFC Registrar of Companies
- Direct Electronic Access
- Direct Long-Term Insurance
- Direct Long-Term Insurance Business
- Director
- Discretionary Portfolio Management Account
- Discretionary Portfolio Management Agreement
- Displaced Commercial Risk Capital Requirement (PSIACOM)
- Distribution Event
- Domestic Firm
- Domestic Fund
- DNFBP
- Dubai Law
- Duration Method [Deleted]
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[ E ] [Effecting Contracts of Insurance—External Fund Manager]
- Effecting Contracts of Insurance
- Eligible Bank
- Eligible Custodian
- Eligible Person [Deleted]
- Eligible Security
- Employee
- Employee Money Purchase Scheme
- Employee Share Scheme
- Employment Law
- Employment Regulations
- ENF [Deleted]
- Enforceable Undertaking [Deleted]
- Enforcement Decisions Committee [Deleted]
- Equity Risk Capital Requirement
- ETF
- ETF Fund Manager
- Error Trade
- Exchange
- Exchange Traded Fund
- Execute
- Execution — Only Transaction
- Exempt Communications
- Exempt Fund
- Exempt Offer [Deleted]
- Exempt Offeror [Deleted]
- Exempt Offers
- Exempt Property Fund
- Exempt Securities
- Expenditure Based Capital Minimum
- Exposure
- External Fund
- External Fund Manager
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[ F ] [Family Entity—Future]
- Family Entity
- Family Fiduciary Structure
- Family Member
- [Deleted]
- Fee
- Feeder Fund
- Finance Officer
- Financial Action Task Force (FATF)
- Financial Free Zone
- Financial Group
- Financial Group Capital Adequacy Report
- Financial Group Capital Requirement
- Financial Group Capital Resources
- Financial Institution
- Financial Instrument
- Financial Markets Tribunal
- Financial Promotion
- Financial Promotions Prohibition
- Financial Service
- Financial Services Regulator
- Financial Statement Auditor's Report
- First Loss Facility [Deleted]
- First to Default
- FMT
- Foreign Currency
- Foreign Exchange Risk Capital Requirement
- Foreign Fund
- Forward Price
- Fund
- Fund Administrator
- Fund Auditor's Report
- Fund on a Fund Platform
- FSRA
- Fund Manager
- Fund of Funds
- Fund Property
- Fund Prospectus
- Fund Protocol Rules
- FPR
- Fund Return
- Future
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[ G ] [GEN—Guidance]
- Gamma [Deleted]
- GEN
- General Insurance
- General Insurance Business
- General Insurance Liabilities
- General Market Risk [Deleted]
- General Market Risk Requirement [Deleted]
- GLO
- Global Return
- Governing Body
- Government and Public Securities
- Gross Outstanding Claims
- Gross Written Premium
- Group
- Group Risk
- Guidance
- [ H ] [Hedge Fund—Holding Company]
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[ I ] [IFR—Issuer]
- ICC Regulations
- IFR
- IFRS for Small and Medium Sized Enterprises
- iNAV
- Incorporated Cell
- Incorporated Cell Company (ICC)
- Independent Valuer
- Inside Information
- Insider
- Instrument
- Insurance Agent
- Insurance Aggregation Site
- Insurance Bank Account
- Insurance Broker
- Insurance Broking
- Insurance Business
- Insurance Fund
- Insurance Intermediary
- Insurance Intermediation
- Insurance Intermediation Business
- Insurance Liabilities
- Insurance Management
- Insurance Manager
- Insurance Monies
- Insurance Monies Auditor's Report
- Insurance Special Purpose Vehicle
- Insurer
- Interest Rate Risk Capital Requirement [Deleted]
- Internal Auditor
- International Financial Reporting Standards (IFRS)
- International Standards on Assurance Engagement
- International Standards on Auditing
- International Standards on Quality Control
- International Standards on Related Services
- Invested Assets
- Investment
- Investment Analyst
- Investment Business
- Investment Company
- Investment Crowdfunding
- Investment Crowdfunding Operator
- Investment Crowdfunding Platform
- Investment Grade [Deleted]
- Investment-Linked Insurance
- Investment Manager
- Investment Partnership
- Investment Platform
- Investment Research
- Investment Risk Reserve
- Investment Trust
- Investment Undertaking
- IOSCO
- Islamic Accounting and Auditing Standards
- Islamic Contract
- Islamic Exchange Traded Fund or Islamic ETF
- Islamic Financial Business
- Islamic Financial Institution
- Islamic Fund
- Islamic Securities
- Islamic Window
- ISPV
- Issue Note [Deleted]
- Issuer
- [ J ] [Joint Forum]
- [ K ] [Key Individual—Key Information]
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[ L ] [Large Exposure—Long-Term Insurance Liabilities]
- Large Exposure
- Licence
- Licence Endorsement
- Licensed Director
- Licensed Function
- Licensed Partner
- Licensed Person
- Licensed Representative [Deleted]
- Licensing Requirements
- Limited Liability Partnership
- Liquidity Risk
- List
- Listed Entity
- Listed Fund
- Listed Securities
- Listing Principles
- Listing Rules
- Lloyd's
- Lloyd's Underwriter
- Loan Crowdfunding
- Loan Crowdfunding Operator
- Loan Crowdfunding Platform
- Local Authorities
- Local Services Office [Deleted]
- Long-Term Insurance
- Long-Term Insurance Business
- Long-Term Insurance Fund
- Long-Term Insurance Liabilities
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[ M ] [Major Acquisition—Multilateral Trading Facility]
- Major Acquisition
- Managing Assets
- Mandatory Bid
- Managing a Collective Investment Fund
- Managing a Profit Sharing Investment Account
- Managing a PSIA
- Managing a Venture Capital Fund
- Market Abuse
- Market Counterparty
- Market Maker
- Market Price
- Market Risk
- Market Risk Capital Requirement
- Markets Law
- Markets Rules
- Mark-up or Mark-down
- Master Fund
- Material Information [Deleted]
- Maturity Ladder [Deleted]
- Maturity Method [Deleted]
- Maturity Mismatch
- Member
- Minimum Capital Requirement
- Minimum Cellular Capital Requirement
- Minimum Fund Capital Requirement
- Minimum Non-Cellular Capital Requirement
- Minimum Segmental Capital Requirement
- MKT
- MLRO
- Modified Duration [Deleted]
- Money
- Money Laundering [Deleted]
- Money Laundering Reporting Officer (MLRO)
- Money Market Fund
- Money Services
- Money Services Auditor’s Report
- Money Services Provider
- Money Transmission
- MTF
- Multilateral Development Bank
- Multilateral Trading Facility
- [ N ] [Net Outstanding Claims—Notice of Objection]
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[ O ] [Offer—Owner's Equity]
- Offer
- Offered Securities Rules [Deleted]
- Offeree
- Offeror
- Offer Period
- Offer of Securities to the Public
- Offer Price
- Official List of Securities
- Open-ended Fund
- Operating a Clearing House
- Operating a Crowdfunding Platform
- Operating a Property Investment Crowdfunding Platform
- Operating an Investment Crowdfunding Platform
- Operating a Loan Crowdfunding Platform
- Operating a Local Services Office [Deleted]
- Operating a Management Office [Deleted]
- Operating an Alternative Trading System
- Operating an Employee Money Purchase Scheme
- Operating an Exchange
- Operator
- Option Risk Capital Requirement [Deleted]
- Option
- Ordinary Resolution
- Organised Trading Facility
- Original Maturity [Deleted]
- Originator [Deleted]
- OSR [Deleted]
- OTF
- Outsourcing Agreement
- Own Account Transaction
- Owner's Equity
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[ P ] [Parent—Public Sector Entities]
- Parent
- Partner
- Passported Fund
- Participating Employer
- Payment Account
- Partnership
- Payment Account Provider
- Payment Initiation Service
- Payment Instrument
- Payment Order
- Payment Schedule
- Payment Service
- Payment Service Provider
- Payment Transaction
- Permanent Health Insurance
- Permanent Share Capital
- Permitted Third Party [Deleted]
- Person
- Personal Account Transaction
- Personal Exempt Offer [Deleted]
- Persons Undertaking Key Control Functions
- PFN
- PIB
- PIN
- Policy Benefit
- Policyholder
- Politically Exposed Persons (PEP)
- Potential Future Credit Exposure (PFCE) [Deleted]
- Practice Note
- Preliminary Findings Letter [Deleted]
- Preliminary Notice
- Premium Liability
- Price Information Provider
- Price Sensitive Information
- Price Stabilisation
- Principal Representative
- Principle
- Private Equity Fund
- Private Fund [Deleted]
- Private Placement
- Private Property Fund [Deleted]
- Private Trust Company
- Privileged Communication
- Professional Client
- Professional Investor [Deleted]
- Profit Equalisation Reserve
- Profit Sharing Investment Account (PSIA)
- Promote
- Property
- Property Fund
- Property Related Assets
- Property Investment Crowdfunding
- Property Investment Crowdfunding Platform
- Property Investment Crowdfunding Operator
- Prospectus
- Prospectus Offer
- Protected Cell Company
- Protection Buyer
- Protection Seller
- Providing Accountancy Services [Deleted]
- Providing Compliance Services [Deleted]
- Providing Credit
- Providing Custody
- Providing Fund Administration
- Providing Legal Services [Deleted]
- Providing Market Information Services [Deleted]
- Providing Money Services
- Providing Trust Services
- PRU
- Prudential Context
- PSIA
- PSIAr
- PSIAu
- Public Appearance
- Public Fund
- Public Listed Company
- Public Listed Company Auditor's Report
- Public REIT
- Public Property Fund
- Public Sector Entities
- [ Q ] [Qualifying Holding—Quiet Period]
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[ R ] [Rated—Rulebook]
- RAR
- Rated
- Rating Action
- Rating Agency
- Rating Analyst
- Rating Subject
- Readily Realisable Securities
- Real Estate Investment Trust
- Real Property
- REC
- Recognised Body
- Recognition Criteria
- Recognised Jurisdiction
- Recognised Jurisdiction Notice
- Recognised Member
- Recognised Person
- Recognised Professional Body
- Recognised Professional Qualification
- Recognised Supervisory Authority
- Recognition
- Recognition Notice [Deleted]
- Reference Asset
- Reference Date
- Reference Entity
- Registered Auditor
- Registration Statement
- Regulated Exchange
- Regulated Financial Institution
- Regulation
- Regulators
- Regulatory Announcement Services
- Regulatory Appeals Committee [Deleted]
- Regulatory Function
- Regulatory Law
- Regulatory Returns Auditor's Report
- REIT
- Related
- Related Party
- Related Party Transaction
- Related Person
- Relevant Information
- Relevant Person
- Remuneration
- Reporting Entity
- Representative Office
- Residual Maturity
- Responsible Officer
- Restricted Person
- Restricted Profit Sharing Investment Accounts
- Retail Client
- Retail Customer [Deleted]
- Return
- Revolving Securitisation [Deleted]
- Rho [Deleted]
- Rights and Interests [Deleted]
- Risk Officer
- Rule
- Rulebook
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[ S ] [Safekeeping Arrangement—Suspicious Transaction]
- Safekeeping Arrangement [Deleted]
- Safe Custody Auditor's Report
- Safe Custody Investment
- Safe Custody Provisions
- SCA
- Schedule
- Scheme
- Securities Note
- Securities Underwriting Capital Requirement [Deleted]
- Securities Exchange Bid
- Securities Settlement System
- Securitisation [Deleted]
- Security
- Segregated Account
- Segregated Client
- Senior Executive Officer
- Senior Manager
- Service Provider
- Servicer [Deleted]
- [Deleted]
- Share
- Shareholder Statement
- Shari'a Supervisory Board
- Shell Bank [Deleted]
- Short Form Prospectus [Deleted]
- Short Selling
- Single Family
- Single Family Office
- Small or Medium-sized Enterprise
- SME
- Soft Dollar Agreement
- Solvency Reference Date
- Special Purpose Vehicle
- Special Resolution
- Specific Risk
- Sponsor
- SSB
- SSS
- Stabilisation Agent
- Stabilisation Manager
- Stabilisation Window
- State
- Statement by Directors
- Statement of Recommended Practice (SORP)
- Stored Value
- Stored Value Issuer
- Structured Product
- Sub-Fund
- Subsidiary
- Summary
- SUP [Deleted]
- Supplementary Notes
- Supplementary Prospectus
- Suspicious Activity Report (SAR)
- Synthetic Securitisation [Deleted]
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[ T ] [Takaful Insurer—Trust Service Provider]
- Takaful Insurer
- Takeover
- Takeover Principle
- Target
- Target Circular
- Theta [Deleted]
- Third Party Agent
- Third Party Service Provider
- Tier One Capital [Deleted]
- Tier Two Capital [Deleted]
- TKO
- Total Return Swap [Deleted]
- Trade Repository
- Trading Book
- Transaction
- Trust Administration Services
- Trust Deed
- Trustee
- Trust Law
- Trust Service Provider
- [ U ] [U.A.E.—Unrestricted Profit Sharing Account]
- [ V ] [Voluntary Bid]
- [ W ] [Warrant]
- [ X ]
- [ Y ]
- [ Z ] [Zone 1—Zone 2]