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GEN 8.4.1

An Authorised Person must:

(a) notify the DFSA of the appointment of an Auditor by completing and submitting the appropriate form in AFN;
(b) prior to the appointment of the Auditor, take reasonable steps to ensure that the Auditor has the required skills, resources and experience to audit the business of the Authorised Person for which the auditor has been appointed; and
(c) if it is a Domestic Firm, ensure that the Auditor, at the time of appointment and for the duration of the engagement, is registered with the DFSAas a Registered Auditor.

Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
Amended DFSA RM131/2014 (Made 21st August 2014). [VER34/06-14]