GEN 7.6.3
An individual will only be authorised to carry on one or more
(a) the individual's integrity;
(b) the individual's competence and capability;
(c) the individual's financial soundness;
(d) the individual's proposed role within the Authorised Firm ; and
(e) any other relevant matters.
Derived from Notice of Amendments to Legislation April 2011 [VER27/02-11]