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GEN 7.6.3

An individual will only be authorised to carry on one or more Licensed Functions if the DFSA is satisfied that the individual is fit and proper to be an Authorised Individual. In making this assessment, the DFSA will consider:

(a) the individual's integrity;
(b) the individual's competence and capability;
(c) the individual's financial soundness;
(d) the individual's proposed role within the Authorised Firm; and
(e) any other relevant matters.
Derived from Notice of Amendments to Legislation April 2011 [VER27/02-11]