Authorised Firm must, subject to (2), make the following appointments and ensure that they are held by one or more Authorised Individuals at all times:
Senior Executive Officer;
Compliance Officer; and
Money Laundering Reporting Officer.
Authorised Firm which is a Credit Rating Agency:
(a) need not make the appointment referred to in (1)(b) and (d); and
(b) must ensure that the appointments referred to in 1(a) and (c) are held by separate
Authorised Individuals at all times.