(a) has, either alone or jointly with other
Authorised Individuals, ultimate responsibility for the day-to-day management, supervision and control of one or more (or all) parts of an Authorised Firm's Financial Services carried on in or from the DIFC; and
(b) is a
Director, Partner or Senior Manager of the Authorised Firm.
Derived from Notice of Amendments to Legislation April 2011 [VER27/02-11]