GEN 7.4.10 Guidance
1. In considering whether to grant an individual
Authorised Individual status with respect to more than one Authorised Firm, the DFSA will consider each Licensed Function to be carried out and the allocation of responsibility for that individual among the Authorised Firms.
2. In the above situation the
DFSA will need to be satisfied that the individual will be able to carry out his role effectively, is fit and proper to do so, and that there are no conflicts of interest or that any actual or potential conflicts of interest are appropriately managed.
Derived from Notice of Amendments to Legislation April 2011 [VER27/02-11]