GEN 7.2.5

In order to become authorised to carry on one or more Financial Services, the applicant must demonstrate to the satisfaction of the DFSA that it:

(a) has adequate resources, including financial resources;
(b) is fit and proper; and
(c) has adequate compliance arrangements, including policies and procedures, that will enable it to comply with all the applicable legal requirements, including the Rules.
[Amended] DFSA RM105/2012 (Made 23rd December 2012). [VER32/12-12]