‹ GEN 6.10.4 GEN 7.1 Application › GEN 7 Authorisation GEN 7.1 Application GEN 7.1.1 GEN 7.2 Application for a Licence GEN 7.2.1 GEN 7.2.2 GEN 7.2.3 GEN 7.2.4 Consideration and assessment of applications Adequate resources Fitness and propriety Compliance arrangements GEN 7.3 Applications for endorsements Carrying on service with or for a Retail Client Acting as a Trade Repository Endorsement to hold Client Assets or Insurance Monies Endorsement relating to Long-Term Insurance Endorsement to use a Fund Platform GEN 7.4 Licensed Functions and Authorised individuals GEN 7.4.1 Senior Executive Officer Licensed Director Licensed Partner Finance Officer Compliance Officer Senior Manager Money Laundering Reporting Officer Responsible Officer GEN 7.5 Mandatory appointments GEN 7.5.1 GEN 7.5.2 GEN 7.5.3 GEN 7.5.4 GEN 7.5.5 GEN 7.6 Application for Authorised Individual status GEN 7.6.1 GEN 7.6.2 Consideration and assessment of applications Systems and controls ‹ GEN 6.10.4 GEN 7.1 Application ›
