GEN 6.6.1 Guidance
1. Procedures for notification to the
DFSA are set out in GEN section 6.10.
2. Under the fit and proper test for
Authorised Firms and the Licensing Requirements for Authorised Market Institutions, an Authorised Firm or Authorised Market Institution which does not satisfy the DFSA with respect of its Close Links will, on this point alone, not be considered fit and proper or able to satisfy the Licensing Requirements.