GEN 6.6.1
(1) Where an Authorised Person or a Person who has submitted an application for authorisation to carry on one or more Financial Services has Close Links with another Person , the DFSA must be satisfied that those Close Links are not likely to prevent the effective supervision by the DFSA of the Authorised Person .
(2) If requested by the DFSA the Authorised Person must submit a Close Links report or notification, in a form specified by the DFSA . This may be requested on an ad hoc or periodic basis.
Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]