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GEN 5.3.19A Guidance

(1) The requirement in Rule 5.3.19A does not derogate from the requirement in Rule 5.3.19 for an Authorised Firm to ensure that Employees generally are competent and capable of performing their functions. This requires the Authorised Firm to consider what training is undertaken or required for all Employees, including Employees not covered by this Rule.
(2) The structured activities that are completed as CPD may consist of activities conducted internally or externally, and may include activities conducted by a professional body.