GEN 5.3.19

(1) An Authorised Firm must ensure, as far as reasonably practical, that its Employees are:
(a) fit and proper;
(b) competent and capable of performing the functions which are to be assigned to those Employees; and
(c) trained in the requirements of the legislation applicable in the DIFC.
(2) An Authorised Firm must establish and maintain systems and controls to comply with (1). An Authorised Firm must be able to demonstrate that it has complied with these requirements through appropriate measures, including the maintenance of relevant records.
Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] [VER10/06-06]
[Amended] DFSA RM56/2008 (Made 1st July 2008). [VER19/07-08]