GEN 5.3 Systems and controls | Rulebook

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Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER53/10-21]
GEN 5 Management, Systems and Controls
GEN 5.3 Systems and controls

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‹ GEN 5.2.3

General requirement ›

GEN 5.3 Systems and controls

General requirement
- GEN 5.3.1
Organisation
- GEN 5.3.2
- GEN 5.3.3
Risk management
Compliance
Internal audit
Business plan and strategy
- GEN 5.3.16
Management information
- GEN 5.3.17
Staff and agents
- GEN 5.3.18
- GEN 5.3.19
Continuing Professional Development
- GEN 5.3.19A
Conduct
- GEN 5.3.20
Outsourcing
- GEN 5.3.21
- GEN 5.3.22
Business continuity and disaster recovery
- GEN 5.3.23
[Deleted]
- GEN 5.3.24 [Deleted]
Records
Fraud
- GEN 5.3.28
[Deleted]
- GEN 5.3.29 [Deleted]
Corporate Governance
- GEN 5.3.30
Remuneration structure and strategies
- GEN 5.3.31

‹ GEN 5.2.3

General requirement ›

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