GEN 5.2.2

An Authorised Person must allocate to the Senior Executive Officer or to the individual holding equivalent responsibility for the conduct for the Authorised Person's business or the Governing Body, the functions of:

(a) dealing with the apportionment of responsibilities; and
(b) overseeing the establishment and maintenance of systems and controls.

Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]