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GEN 4.2.3

An Authorised Firm must ensure that its affairs are managed effectively and responsibly by its senior management. An Authorised Firm must have adequate systems and controls to ensure, as far as is reasonably practical, that it complies with legislation applicable in the DIFC.


Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]