GEN 4.2.11

An Authorised Firm must have a corporate governance framework as appropriate to the nature, scale and complexity of its business and structure, which is adequate to promote the sound and prudent management and oversight of the Authorised Firm's business and to protect the interests of its customers and stakeholders.

[Added] DFSA RM43/2007 (Made 1st June 2007). [VER14/06-07]
[Amended] DFSA RM95/2012 (Made 14th June 2012). [VER29/06-12]