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GEN 4.2.10

An Authorised Firm must deal with Regulators in an open and co-operative manner and keep the DFSA promptly informed of significant events or anything else relating to the Authorised Firm of which the DFSA would reasonably expect to be notified.


Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]