GEN 4.1.2

(1) For the purposes of GEN Rule 4.1.3 the term 'activities' means:
(a) Financial Servicesbusiness;
(b) activities carried on in connection with a Financial Servicebusiness;
(c) activities held out as being for the purpose of a Financial Servicebusiness; and
(d) in relation to any particular Principle, any activity specified in (2), (3) and (4).
(2) Principles 3 and 4 also apply in a Prudential Context to an Authorised Firm with respect to the carrying on of all its activities.
(3) Principles 3 and 4 also take into account any activities of other members of the Group of which the Authorised Firm is a member.
(4) Principles 10 and 11, to the extent that it relates to disclosing to the DFSA, also applies to an Authorised Firm with respect to the carrying on of all its activities, and takes into account any activities of other members of the Group of which the Authorised Firm is a member.

Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
[Amended]DFSA RM43/2007 (Made 1st June 2007). [VER14/06-07]
[Amended] DFSA RM95/2012 (Made 14th June 2012). [VER29/06-12]