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GEN 3.5.3

A Person must not make a Financial Promotion, in or from the DIFC, in relation to a Restricted Speculative Investment offered by a Person outside the DIFC unless the Person making the Financial Promotion is reasonably satisfied that the issuer or provider of the Restricted Speculative Investment is:

(a) a Regulated Financial Institution; and
(b) subject to substantially similar requirements to the requirements applicable to an Authorised Firm under COB section 6.16.
Derived from DFSA RMI297/2021 (Made 21st April 2021). [VER52/09-21]
Derived from DFSA RMI305/2021 (Made 30th June 2021). [VER52/09-21]