GEN 3.1.2 Guidance

The purpose of the exclusion in GEN Rule 3.1.2 is to ensure that a Person who makes an Offer referred to in that Rule is not subject to duplicative requirements under this chapter. The exclusion applies only to a communication by a Person making an Offer and if that communication is subject to requirements specified in the relevant laws or Rules.

Derived from DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]