GEN 2.9.7

A Person does not Arrange Deals in Investments if the activity:

(a) is carried on in the course of providing legal or accountancy services, which do not otherwise consist of the carrying on of Financial Services;
(b) may reasonably be regarded as a necessary part of any other services provided in the course of providing legal or accountancy services;
(c) is not remunerated separately from the other services; and
(d) in the case of a contract of Long-Term Insurance, does not assist in the conclusion or performance of the contract.
Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] DFSA RM166/2016 (Made 10th February 2016). [VER36/04-16]
[Amended] DFSA RM176/2016 (Made 19th June 2016) [VER37/08-16]
[Amended] DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]