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GEN 2.8.2

A Person does not Deal in Investments as Agent if the activity:

(a) is carried on in the course of providing legal or accountancy services which do not otherwise consist of the carrying on of Financial Services;
(b) may reasonably be regarded as a necessary part of any other services provided in the course of providing legal or accountancy services; and
(c) is not remunerated separately from the other services.

Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] DFSA RM166/2016 (Made 10th February 2016). [VER36/04-16]