GEN 2.28.7 Guidance

The Guidance relating to the exclusions from the activity of 'Arranging Deals in Investments' is generally relevant for the exclusions from 'Arranging Credit', although the activities relate to 'credit' in this context, instead of 'Investments'. To the extent relevant, a reference to an Investment in that Guidance should be read as 'credit' for the purposes of Guidance on exclusions from 'Arranging Credit'.

Derived from DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]