GEN 2.2.2

The following activities are specified for the purposes of GEN Rule 2.2.1:

(a) Accepting Deposits;
(b) Providing Credit;
(c) Providing Money Services;
(d) Dealing in Investments as Principal;
(e) Dealing in Investments as Agent;
(f) Arranging Deals in Investments;
(g) Managing Assets;
(h) Advising on Financial Products;
(i) Managing a Collective Investment Fund;
(j) Providing Custody;
(k) Arranging Custody;
(l) Effecting Contracts of Insurance;
(m) Carrying Out Contracts of Insurance;
(n) Operating an Exchange;
(o) Operating a Clearing House;
(p) Insurance Intermediation;
(q) Insurance Management;
(r) Managing a Profit Sharing Investment Account;
(s) Operating an Alternative Trading System;
(t) Providing Trust Services;
(u) Providing Fund Administration;
(v) Acting as the Trustee of a Fund;
(w) Operating a Representative Office;
(x) Operating a Credit Rating Agency;
(y) Arranging Credit and Advising on Credit;
(z) Operating a Crowdfunding Platform;
(aa) Operating an Employee Money Purchase Scheme;
(bb) Acting as the Administrator of an Employee Money Purchase Scheme; and
(cc) Arranging or Advising on Money Services.
Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] [VER4/08-05]
[Amended] [VER6/12-05]
[Amended] [VER7/01-06]
[Amended] [VER8/04-06]
[Amended] DFSA RM34/2006[VER11/08-06]
[Amended] DFSA RM68/2009 (Made 3rd January 2010). [VER24/01-10]
[Amended] DFSA RM72/2010 (Made 11th July 2010) [VER26/07-10]
[Amended] DFSA RM96/2012 (Made 24th July 2012) [VER30/07-12]
[Amended] DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]
[Amended] DFSA RMI201/2017 (Made 14th June 2017). [VER40/08-17]
[Amended] DFSA RMI260/2019 (Made 18th December 2019). [VER47/01-20]
[Amended] DFSA RMI266/2020 (Made 26th February 2020). [VER48/04-20]