GEN 2.11.2
A
(a) that of giving advice of the kind mentioned in GEN Rule 2.11.1; nor
(b) that of leading or enabling Persons to buy, sell, subscribe for or underwrite a particular financial product of the kind in GEN Rule 2.11.1(4).
Derived from DFSA RM01/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]
[Amended] DFSA RM184/2016 (Made 7th December 2016). [VER38/02-17]