Versions

 

GEN 11.8.8 Guidance

A Person who acquires control of or increases the level of control in an Authorised Firm without the prior DFSA approval or breaches a condition of approval is in breach of the Rules. See Rule 11.8.13 for the actions that the DFSA may take in such circumstances.

[Added] DFSA RM105/2012 (Made 23rd December 2012). [VER32/12-12]