GEN 11.8.1

(1) This section applies, subject to (2) and (3), to:
(a) an Authorised Firm; or
(b) a Person who is, or is proposing to become, a Controller specified in GEN Rule 11.8.3.
(2) This chapter does not apply to a Representative Office or a Person who is a Controller of such a firm.
(3) A Credit Rating Agency must comply with the requirements in this section as if it were a non-DIFC established company.
Derived from Notice of Amendments to Legislation April 2011 [VER27/02-11]
[Amended] DFSA RM96/2012 (Made 24th July 2012) [VER30/07-12]
[Amended] DFSA RM105/2012 (Made 23rd December 2012). [VER32/12-12]