GEN 11.12.1 Guidance
1. Under Article 74, the
DFSA may require an Authorised Person to provide it with a
report on any matter. The Person appointed to make a report must be a Person
nominated or approved by the DFSA. This Person will be referred to throughout the
Rulebook as an independent expert.
2. When requesting a report under Article 74, the
DFSA may take into consideration the
matters set out in the RPP Sourcebook.
Derived from Notice of Amendments to Legislation April 2011 [VER27/02-11]