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FPR 9.3.2

The DFSA may refuse to act on a request by a Host Regulator under FPR section 9.2 for cooperation in relation to an inspection if:

(a) the DFSA has already commenced, or concluded, enforcement action in respect of the same conduct and the same Persons; or
(b) judicial proceedings have already been initiated, or concluded, in respect of the same conduct and the same Persons.
Derived from RMI233/2019 (Made 20th February 2019). [VER1/02-19]