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FPR 6.6.2

The Fund Manager of the Passported Fund must notify the DFSA as soon as practicable of any material events, in accordance with the applicable legislation. In particular, but without limitation, a Fund Manager or the governing body or trustee of a Passported Fund must notify the DFSA as soon as practicable, and in any case no later than 7 days after it becomes aware, of any of the following events:

(a) the Fund Manager intends to retire as manager of the Passported Fund;
(b) it is proposed that a successor manager will be appointed in relation to the Passported Fund;
(c) the Fund Manager has been removed or replaced as manager of the Passported Fund;
(d) any material service provider to the Passported Fund (including, without limitation, any custodian) or an Agent resigns, is appointed, is removed, or is replaced;
(e) the prospectus or offering document relating to the Passported Fund has been amended or replaced;
(f) winding-up of the Passported Fund has commenced; or
(g) the Fund Manager intends to vary or revoke its authorisation with its Home Regulator, or any of its permissions contained in that authorisation.
Derived from RMI233/2019 (Made 20th February 2019). [VER1/02-19]