Deposits that must be repaid;
(c) holds or controls
Client Assets or Insurance Monies;
(d) has a significant liability to a creditor;
(e) is the subject of a civil claim made by a
(f) is the subject of enforcement, supervisory or civil proceedings by the
DFSA or a Financial Services Regulator.
Derived from DFSA RM207/2017 (Made 14th June 2017). [VER16/01-18]