FER 4.1.1

(1) A Person filing a Prospectusor other document with the DFSA, for approval in accordance with Rule 2.4.1(i)(iii), section 2.6, section 2.7, section 6.3 or Rule 9.7.4 of MKT must pay to the DFSA the applicable fee specified in the table in (2).
(2) This is the table referred to in (1):
Filing event Equity Securities Non-Equity Securities
Prospectus or equivalent document, other than for a SME $35,000 $10,000
Prospectus or equivalent document for a SME $10,000 $10,000
Registration Statement $27,500 $7,500
Securities Note and Summary $7,500 $2,500
Supplementary Prospectus $2,000 $2,000
Programme update n/a $8,000
Any other document which is required by the Markets Law
or Markets Rules to be approved by the DFSA
$5,000 $3,000
(3) In (2), "equity securities" means Shares, Certificates over Shares and Warrants over Shares, and "non-equity securities" means all other Securities.
(4) The fee payable under (1) must be paid to the DFSA before the filing of the Prospectus or other document.
(5) A Prospectus or other document will not be considered to have been properly filed until the fee payable under (1) has been paid to the DFSA.

 

Derived from DFSA RM52/2007 (Made 1st December 2007). [VER1/12-07]
[Amended] DFSA RM83/2011 (Made 30th November 2011). [VER5/11-11]
[Amended] DFSA RM152/2015 (Made 10th June 2015). [VER10/06-15]
[Amended] DFSA RM152/2015 (Made 10th June 2015). [VER10/06-15]
[Added] DFSA RMI268/2020 (Made 26th February 2020). [VER23/04-20]