FER 3.11.1

(1) A Listed Entity, other than a SME, that has equity securities admitted to the Official List of Securities must pay to the DFSA an annual fee consisting of $2,500 plus the additional fee (if any) calculated in accordance with the table to this Rule.

Table
Additional Fee
Market capitalisation in USD millions of the Listed Entity Fee payable in respect of each USD million of market capitalisation
0 to 100 $0
>100 to 500 $5
>500 to 5,000 $1
>5,000 to 10,000 $0.50
>Greater than 10,000 $0.25
(2) A Listed Entity that is a SME that has equity securities admitted to the Official List of Securities must pay to the DFSA an annual fee of $10,000.
(3) In (1) and (2), "equity securities" means Shares, Certificates over Shares and Warrants over Shares.
(4) For the purposes of the table to (1), the market capitalisation of the Listed Entity must be determined as at the last business day in November of the year before the calendar year to which the annual fee relates and is to be based on the official closing price on the AMI at the end of that day.

 

Derived from DFSA RM152/2015 (Made 10th June 2015). [VER10/06-15]
[Amended] DFSA RMI268/2020 (Made 26th February 2020). [VER23/04-20]