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DFSA Rulebook

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Dubai Financial Services Authority (DFSA)

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Dubai Financial Services Authority (DFSA)
Rulebook Modules
Conduct of Business Module (COB) [VER39/10-21]
COB 3 Core Rules — Investment Business, Accepting Deposits, Providing Credit, Providing Trust Services, Operating a Crowdfunding Platform, Operating An Employee Money Purchase Scheme And Acting As The Administrator Of An Employee Money Purchase Scheme
COB 3.5 Conflicts of Interest
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‹ COB 3.5 Conflicts of Interest

COB 3.5.1 ›

Fair Treatment

COB 3.5.1

‹ COB 3.5 Conflicts of Interest

COB 3.5.1 ›

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© 2020 DFSA refers to the Dubai Financial Services Authority, a body established under Dubai law as the independent regulator of financial services and related activities for the DIFC.