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DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
  • About us
    • Who we are
      • The DFSA
      • Governance
      • How we regulate
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      • Executive Team
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      • Amendments to Legislation
    • DFSA Rulebook
    • DFSA Administered Law
  • What we do
    • AML, CTF & Sanctions Compliance
      • Summary
      • Regulatory Framework
      • Supervisory Methodology
      • Overview of DFSA AML/CTF & Sanctions Obligations
      • Standard-Setters / International Organisations Followed
    • Authorisation Services
      • Overview
      • Authorised Firms
      • Authorised Individuals
      • Authorised Market Institutions
      • Registered Auditors
      • Registered DNFBPs
      • Getting Help
      • Expanding Your Business
    • Collective Investment Funds
    • DFSA Listing Authority
      • Checklists
      • Forms
      • Approved Documents
      • Disclosure Database
      • Regulatory Announcement Services
      • Official List of Securities
      • Knowledge Base
      • Delisted Securities
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      • About Enforcement
      • Regulatory Actions
    • International Relations
      • How We Regulate
      • International Assessment
    • Policy, Strategy and Risk
    • Recognition
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      • Recognised Bodies
      • Recognised Members
    • Supervision
      • About Supervision
      • Audit Supervision
      • Cyber Risk Supervision
      • Insurance Supervision
      • Operational & Technology Risk Supervision
  • Public register
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DFSA Rulebook

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Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
    • Laws
    • Recognised Jurisdictions and Funds
    • Declaration Notices
    • Financial Markets Tribunal
    • Archive
    • Rulebook Modules
      • Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER19/04-22]
      • Authorised Market Institutions (AMI) [VER21/04-22]
      • Auditor Module (AUD) [VER05/04-22]
      • Conduct of Business Module (COB) [VER39/10-21]
      • Collective Investment Rules (CIR) [VER/33/06-22]
      • Fees Module (FER) [VER26/06-22]
      • Fund Protocol Rules (FPR) [VER1/02-19]
      • General Module (GEN) [VER55/06-22]
      • Glossary Module (GLO) [VER54/06-22]
        • GLO 1 Introduction
        • GLO 2 Glossary
          • [ A ] [Accepting Deposits—Authorised Person]
          • [ B ] [Bank—Business Rules]
          • [ C ] [Capital Requirement—Customer Due Diligence (CDD)]
          • [ D ] [Dealing in Investments as Agent—Dubai Law]
          • [ E ] [Effecting Contracts of Insurance—External Fund Manager]
            • Effecting Contracts of Insurance
            • Eligible Bank
            • Eligible Custodian
            • Eligible Person [Deleted]
            • Eligible Security
            • Employee
            • Employee Money Purchase Scheme
            • Employee Share Scheme
            • Employment Law
            • Employment Regulations
            • ENF [Deleted]
            • Enforceable Undertaking [Deleted]
            • Enforcement Decisions Committee [Deleted]
            • Equity Risk Capital Requirement
            • ETF
            • ETF Fund Manager
            • Error Trade
            • Exchange
            • Exchange Traded Fund
            • Execute
            • Execution — Only Transaction
            • Exempt Communications
            • Exempt Fund
            • Exempt Offer [Deleted]
            • Exempt Offeror [Deleted]
            • Exempt Offers
            • Exempt Property Fund
            • Exempt Securities
            • Expenditure Based Capital Minimum
            • Exposure
            • External Fund
            • External Fund Manager
          • [ F ] [Family Entity—Future]
          • [ G ] [GEN—Guidance]
          • [ H ] [Hedge Fund—Holding Company]
          • [ I ] [IFR—Issuer]
          • [ J ] [Joint Forum]
          • [ K ] [Key Individual—Key Information]
          • [ L ] [Large Exposure—Long-Term Insurance Liabilities]
          • [ M ] [Major Acquisition—Multilateral Trading Facility]
          • [ N ] [Net Outstanding Claims—Notice of Objection]
          • [ O ] [Offer—Owner's Equity]
          • [ P ] [Parent—Public Sector Entities]
          • [ Q ] [Qualifying Holding—Quiet Period]
          • [ R ] [Rated—Rulebook]
          • [ S ] [Safekeeping Arrangement—Suspicious Transaction]
          • [ T ] [Takaful Insurer—Trust Service Provider]
          • [ U ] [U.A.E.—Unrestricted Profit Sharing Account]
          • [ V ] [Voluntary Bid]
          • [ W ] [Warrant]
          • [ X ]
          • [ Y ]
          • [ Z ] [Zone 1—Zone 2]
      • Islamic Finance Rules (IFR) [VER18/10-21]
      • Markets Rules (MKT) [VER18/10-21]
      • Price Stabilisation Module (PRS) [VER7/04-18]
      • Prudential — Insurance Business Module (PIN) [VER17/04-21]
      • Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER42/06-22]
      • Recovery and Resolution (RAR) [VER1/04-21]
      • Recognition (REC) [VER12/01-18]
      • Representative Office Module (REP) [VER11/09-21]
      • Takeover Rules Module (TKO) [VER08/04-20]
      • Archive
    • Sourcebook Modules
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    • DFSA Codes of Practice
    • Amendments to Legislation
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  1. Dubai Financial Services Authority (DFSA)
  2. Rulebook Modules
  3. Glossary Module (GLO) [VER54/06-22]
  4. GLO 2 Glossary
  5. [ E ] [Effecting Contracts of Insurance—External Fund Manager]
  6. Exempt Offer [Deleted]
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  • Apr 19 2005 - Jul 04 2012
  • Jul 05 2012
‹ Exempt Fund Exempt Offeror [Deleted] ›

Exempt Offer [Deleted]

[Deleted] DFSA RM91/2012 (Made 14th June 2012). [VER26/06-12]
‹ Exempt Fund Exempt Offeror [Deleted] ›
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