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DFSA Rulebook

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Dubai Financial Services Authority (DFSA)

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Dubai Financial Services Authority (DFSA)
Rulebook Modules
General Module (GEN) [VER51/04-21]
GEN 2 Financial Services
GEN 2.9 Arranging deals in investments
Exclusions

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Versions

‹ GEN 2.9.1 Guidance

GEN 2.9.2 ›

Exclusions

GEN 2.9.2
GEN 2.9.3
GEN 2.9.4
GEN 2.9.5
GEN 2.9.6
GEN 2.9.7
GEN 2.9.8
- GEN 2.9.8 Guidance
GEN 2.9.9

‹ GEN 2.9.1 Guidance

GEN 2.9.2 ›

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© 2020 DFSA refers to the Dubai Financial Services Authority, a body established under Dubai law as the independent regulator of financial services and related activities for the DIFC.