Versions

 

Direct Access Member

(1) In relation to an Alternative Trading System operated by an Authorised Firm, means a Person that the Authorised Firm admits as a member under COB Rule 9.3.1(1)(e).
(2) In relation to a facility operated by an Authorised Market Institution, means a Person that the Authorised Market Institution admits as a Member under AMI Rule 5.7.2(1)(d).

 

Derived from DFSA RMI316/2021 (Made 30th June 2021). [VER53/10-21]