Skip to main content
About us
Go Back
Who we are
The DFSA
Governance
How we regulate
International Assessment
Corporate Social Responsibility
Our structure
Board of Directors
Executive Team
Financial Markets Tribunal
DFSA Journey
What we do
Go Back
AML, CTF & Sanctions Compliance
Summary
Regulatory Framework
Supervisory Methodology
Overview of DFSA AML/CTF & Sanctions Obligations
Standard-Setters / International Organisations Followed
Authorisation Services
Overview
Authorised Firms
Authorised Individuals
Authorised Market Institutions
Registered Auditors
Registered DNFBPs
Getting Help
Expanding Your Business
Collective Investment Funds
DFSA Listing Authority
Checklists
Forms
Approved Documents
Disclosure Database
Regulatory Announcement Services
Official List of Securities
Knowledge Base
Delisted Securities
Enforcement
About Enforcement
Regulatory Actions
International Relations
How We Regulate
International Assessment
Policy, Strategy and Risk
Recognition
About Recognition
Recognised Bodies
Recognised Members
Supervision
About Supervision
Audit Supervision
Cyber Risk Supervision
Insurance Supervision
Operational & Technology Risk Supervision
Laws & rules
Go Back
Legal Resources
Legislation
Consultation Papers
Policy Statements
Amendments to Legislation
DFSA Rulebook
DFSA Administered Law
Public Register
Resources
Go Back
Consumer
Investment Guide
Complaints
Regulatory
Consultation Papers
Discussion Papers
Laws and Rules
System Reporting
Guides & Handbooks
Speeches & Presentations
FAQs
Forms
Checklists
Fees
Publications & Reports
Annual Report
DFSA in Action
Business Plan
Thematic Reviews
Stakeholder Surveys
Markets Publications
SEO Letters
Audit Reports
DFSA Alerts
Alerts
How to avoid being scammed
News
E-portal Login
Make an enquiry
About us
Who we are
The DFSA
Governance
How we regulate
International Assessment
Corporate Social Responsibility
Our structure
Board of Directors
Executive Team
Financial Markets Tribunal
DFSA Journey
Laws & rules
Legal Resources
Legislation
Consultation Papers
Policy Statements
Amendments to Legislation
DFSA Rulebook
DFSA Administered Law
What we do
AML, CTF & Sanctions Compliance
Summary
Regulatory Framework
Supervisory Methodology
Overview of DFSA AML/CTF & Sanctions Obligations
Standard-Setters / International Organisations Followed
Authorisation Services
Overview
Authorised Firms
Authorised Individuals
Authorised Market Institutions
Registered Auditors
Registered DNFBPs
Getting Help
Expanding Your Business
Collective Investment Funds
DFSA Listing Authority
Checklists
Forms
Approved Documents
Disclosure Database
Regulatory Announcement Services
Official List of Securities
Knowledge Base
Delisted Securities
Enforcement
About Enforcement
Regulatory Actions
International Relations
How We Regulate
International Assessment
Policy, Strategy and Risk
Recognition
About Recognition
Recognised Bodies
Recognised Members
Supervision
About Supervision
Audit Supervision
Cyber Risk Supervision
Insurance Supervision
Operational & Technology Risk Supervision
Public register
Resources
Consumer
Investment Guide
Complaints
Regulatory
Consultation Papers
Discussion Papers
Laws and Rules
System Reporting
Guides & Handbooks
Speeches & Presentations
FAQs
Forms
Checklists
Fees
Publications & Reports
Annual Report
DFSA in Action
Business Plan
Thematic Reviews
Stakeholder Surveys
Markets Publications
SEO Letters
Audit Reports
DFSA Alerts
Alerts
How to avoid being scammed
News
EN
عربي
Make an enquiry
E-portal Login
EN
عربي
DFSA Rulebook
Main navigation
Home
Browse Contents
View Updates
Search
Quick Search
Entire section
Custom print
Link
Text Only
Rich Text
Print
Location:
Breadcrumb
Dubai Financial Services Authority (DFSA)
Laws
Regulatory Law
Part 2: The DFSA
[Deleted]
[Deleted]
View Current PDF
Versions
Sep 13 2008
Sep 14 2008 - Aug 20 2014
Aug 21 2014
‹
[Deleted]
[Deleted]
›
[Deleted]
‹
[Deleted]
[Deleted]
›
