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DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
  • About us
    • Who we are
      • The DFSA
      • Governance
      • How we regulate
      • International Assessment
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    • Our structure
      • Board of Directors
      • Executive Team
      • Financial Markets Tribunal
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      • Consultation Papers
      • Policy Statements
      • Amendments to Legislation
    • DFSA Rulebook
    • DFSA Administered Law
  • What we do
    • AML, CTF & Sanctions Compliance
      • Summary
      • Regulatory Framework
      • Supervisory Methodology
      • Overview of DFSA AML/CTF & Sanctions Obligations
      • Standard-Setters / International Organisations Followed
    • Authorisation Services
      • Overview
      • Authorised Firms
      • Authorised Individuals
      • Authorised Market Institutions
      • Registered Auditors
      • Registered DNFBPs
      • Getting Help
      • Expanding Your Business
    • Collective Investment Funds
    • DFSA Listing Authority
      • Checklists
      • Forms
      • Approved Documents
      • Disclosure Database
      • Regulatory Announcement Services
      • Official List of Securities
      • Knowledge Base
      • Delisted Securities
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      • About Enforcement
      • Regulatory Actions
    • International Relations
      • How We Regulate
      • International Assessment
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      • Recognised Bodies
      • Recognised Members
    • Supervision
      • About Supervision
      • Audit Supervision
      • Cyber Risk Supervision
      • Insurance Supervision
      • Operational & Technology Risk Supervision
  • Public register
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      • Investment Guide
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DFSA Rulebook

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Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
    • Laws
    • Recognised Jurisdictions and Funds
    • Declaration Notices
    • Financial Markets Tribunal
    • Archive
    • Rulebook Modules
      • Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module (AML) [VER19/04-22]
      • Authorised Market Institutions (AMI) [VER21/04-22]
      • Auditor Module (AUD) [VER05/04-22]
      • Conduct of Business Module (COB) [VER39/10-21]
      • Collective Investment Rules (CIR) [VER/33/06-22]
      • Fees Module (FER) [VER26/06-22]
      • Fund Protocol Rules (FPR) [VER1/02-19]
      • General Module (GEN) [VER55/06-22]
      • Glossary Module (GLO) [VER54/06-22]
        • GLO 1 Introduction
        • GLO 2 Glossary
          • [ A ] [Accepting Deposits—Authorised Person]
          • [ B ] [Bank—Business Rules]
          • [ C ] [Capital Requirement—Customer Due Diligence (CDD)]
            • Capital Requirement
            • Capital Resources
            • Captive Cell
            • Captive Insurer
            • Carrying Out Contracts of Insurance
            • Category
            • CCP
            • Cell
            • Cell Return
            • Cell Share Capital
            • Cell Shares
            • Cellular Asset
            • Cellular Liabilities
            • Central Bank
            • Central Counterparty
            • Central Securities Depository
            • Certificate
            • Charge
            • Chief Executive (CEO)
            • Chinese Wall
            • CIR
            • Class
            • Class 1 Captive Cell
            • Class 2 Captive Cell
            • Class 3 Captive Cell
            • Class 1 Captive Insurer
            • Class 2 Captive Insurer
            • Class 3 Captive Insurer
            • Class 7 Capital Requirement
            • Class of Business
            • Clearing House
            • Client
            • Client Account
            • Client Agreement
            • Client Assets
            • Client Investments
            • Client Money
            • Client Money Auditor's Report
            • Client Money Distribution Rules
            • Client Money Provisions
            • Closed-ended Fund
            • Close Links
            • Close Out Netting
            • Close Relative
            • Closely Related
            • CMC
            • COB
            • Code of Ethics for Accountants and Audit Firms of Islamic Financial Institutions
            • Code of Ethics for Professional Accountants
            • Collateral
            • Collective Investment Fund
            • Commercial Customer [Deleted]
            • Commercial Paper
            • Commission
            • Commodities Risk Capital Requirement
            • Commodity Derivative
            • Companies Law
            • Complaint
            • Compliance Officer
            • Concentration Risk
            • Connected
            • Connected Counterparties
            • Connected Person
            • Constitution
            • Contingent Liability Investment
            • Contract of Insurance
            • Controller
            • Convertible
            • Core Benefits
            • Corporate Director
            • Corporate Governance Principles
            • Correspondent Account
            • Correspondent Bank
            • Correspondent Banking Client
            • Council
            • Counterparty
            • Counterparty Risk
            • Counterparty Risk Capital Component (CPCOM) [Deleted]
            • Court
            • Credit Default Product
            • Credit Derivatives
            • Credit Enhancement [Deleted]
            • Credit Equivalent Amount (CEA) [Deleted]
            • Credit Event
            • Credit Event Payment
            • Credit Facility
            • Credit Fund
            • Credit Rating
            • Credit Rating Activities
            • Credit Rating Agency
            • Credit Risk
            • Credit Risk Capital Component (CRCOM) [Deleted]
            • Credit Risk Capital Requirement
            • Credit Spread Option
            • Credit-linked Note
            • Crowdfunding Loan Agreement
            • Crowdfunding Operator
            • Crowdfunding Platform
            • CSD
            • CTF
            • Customer Complaint [Deleted]
            • Customer Due Diligence (CDD)
          • [ D ] [Dealing in Investments as Agent—Dubai Law]
          • [ E ] [Effecting Contracts of Insurance—External Fund Manager]
          • [ F ] [Family Entity—Future]
          • [ G ] [GEN—Guidance]
          • [ H ] [Hedge Fund—Holding Company]
          • [ I ] [IFR—Issuer]
          • [ J ] [Joint Forum]
          • [ K ] [Key Individual—Key Information]
          • [ L ] [Large Exposure—Long-Term Insurance Liabilities]
          • [ M ] [Major Acquisition—Multilateral Trading Facility]
          • [ N ] [Net Outstanding Claims—Notice of Objection]
          • [ O ] [Offer—Owner's Equity]
          • [ P ] [Parent—Public Sector Entities]
          • [ Q ] [Qualifying Holding—Quiet Period]
          • [ R ] [Rated—Rulebook]
          • [ S ] [Safekeeping Arrangement—Suspicious Transaction]
          • [ T ] [Takaful Insurer—Trust Service Provider]
          • [ U ] [U.A.E.—Unrestricted Profit Sharing Account]
          • [ V ] [Voluntary Bid]
          • [ W ] [Warrant]
          • [ X ]
          • [ Y ]
          • [ Z ] [Zone 1—Zone 2]
      • Islamic Finance Rules (IFR) [VER18/10-21]
      • Markets Rules (MKT) [VER18/10-21]
      • Price Stabilisation Module (PRS) [VER7/04-18]
      • Prudential — Insurance Business Module (PIN) [VER17/04-21]
      • Prudential — Investment, Insurance Intermediation and Banking Module (PIB) [VER42/06-22]
      • Recovery and Resolution (RAR) [VER1/04-21]
      • Recognition (REC) [VER12/01-18]
      • Representative Office Module (REP) [VER11/09-21]
      • Takeover Rules Module (TKO) [VER08/04-20]
      • Archive
    • Sourcebook Modules
    • Consultation Papers
    • Policy Statements
    • DFSA Codes of Practice
    • Amendments to Legislation
    • Media Releases
    • Notices
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  1. Dubai Financial Services Authority (DFSA)
  2. Rulebook Modules
  3. Glossary Module (GLO) [VER54/06-22]
  4. GLO 2 Glossary
  5. [ C ] [Capital Requirement—Customer Due Diligence (CDD)]
  6. Crowdfunding Platform
View Current PDF
  Versions

 
  • Aug 01 2017 - Jun 30 2019
  • Jul 01 2019
‹ Crowdfunding Operator CSD ›

Crowdfunding Platform

An Investment Crowdfunding Platform, a Loan Crowdfunding Platform, or a Property Investment Crowdfunding Platform.

[Added] DFSA RMI205/2017 (Made 14th June 2017). [VER38/08-17]
[Amended] DFSA RMI257/2019 (Made 26th June 2019). [VER44/07-19]
‹ Crowdfunding Operator CSD ›
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  • © 2020 DFSA refers to the Dubai Financial Services Authority, a body established under Dubai law as the independent regulator of financial services and related activities for the DIFC.