Controller

(1) In relation to an Authorised Firm, a Person who, either alone or with any Associate fulfils the criteria specified in GEN Rule 11.8.2; or
(2) in relation to an Authorised Market Institution a Person who, either alone or with any Associate fulfils the criteria specified in AMI Rule 8.1.2.
Derived from DFSA RM12/2004 (Made 16th September 2004). [VER1/09-04]
[Amended] DFSA RM19/2005 (as from 19th April 2005). [VER3/04-05]
Amended in accordance with Notice of Amendments to Legislation April 2011 [VER24/02-11]
[Amended] RM162/2015 (Made 9th December 2015). [VER34/02-16]