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DFSA | THE INDEPENDENT REGULATOR OF FINANCIAL SERVICES
  • About us
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Dubai Financial Services Authority (DFSA)

  • Dubai Financial Services Authority (DFSA)
    • Laws
    • Recognised Jurisdictions and Funds
    • Declaration Notices
    • Financial Markets Tribunal
    • Archive
    • Rulebook Modules
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    • Consultation Papers
      • Current Papers
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        • Consultation Paper No. 137 - Refinements to the Employee Money Purchase Regime
        • Consultation Paper No. 136 - Miscellaneous
        • Consultation Paper No. 135 - Regulation of Retail OTC Leveraged Products
        • Consultation Paper No. 134 - Solvency Regime for Captive Insurers
        • Consultation Paper No. 133 - Venture Capital
        • Consultation Paper No. 132 - Proposals for Updating Large Exposures Regime
        • Consultation Paper No. 131 - Recovery & Resolution
        • Consultation Paper No. 130 Miscellaneous
        • Consultation Paper No. 129 SME Listing Regime
        • Consultation Paper No. 128 EMP Schemes
        • Consultation Paper No. 127 Miscellaneous Changes
        • Consultation Paper No. 126 DFSA Decision Making Processes
        • Consultation Paper No. 125 Proposal for Money Services
        • Consultation Paper No. 124 Property Crowdfunding
        • Consultation Paper No. 123 Fund Protocol Rules
        • Consultation Paper No. 122 Miscellaneous Changes
        • Consultation Paper No. 121 Proposals for Fund Platforms
        • Consultation Paper No.120 Changes to the DFSA's AML Regime – Phase 2
        • Consultation Paper No. 119 Changes to the Protected Cell Company (PCC) & Investment Company (IC) Regulations
        • Consultation Paper No.118 Changes to the DFSA's AML Regime
        • Consultation Paper No.117 Miscellaneous Changes
        • Consultation Paper No.116 Miscellaneous Changes
        • Consultation Paper No. 115 Enhancing Our Funds Regime
        • Consultation Paper No. 114 Liquidity Requirements Review
        • Consultation Paper No. 113 Capital Requirements Review
        • Consultation Paper No. 112 Testing Fintech Innovations in the DIFC
        • Consultation Paper No. 111 Crowdfunding: SME Financing Through Investing
        • Consultation Paper No. 110 DFSA Fees
        • Consultation Paper No. 109 Crowdfunding: SME Financing Through Lending
        • Consultation Paper No. 108 Proposed Miscellaneous Amendments
        • Consultation Paper No. 107 Proposed Changes to the Anti-Money Laundering, Counter-Terrorist Financing and Sanctions Module
        • Consultation Paper No. 106 Regulation of Arranging, Representative Office Activities and Financial Promotions
        • Consultation Paper No. 102 Property Funds and Money Market Funds
        • Consultation Paper No. 103 Proposals Relating to the Insurance Regime
        • Consultation Paper No. 104 Proposed Miscellaneous Amendments
        • Consultation Paper No. 105 Online applications and submission of data to the DFSA
        • Consultation Paper No. 100 Proposed Amendments to Markets-Related Fees
        • Consultation Paper No. 101 Proposed Miscellaneous Amendments
        • Consultation Paper No. 99 BASEL III — Liquidity Coverage Ratio and Leverage Ratio
        • Consultation Paper No. 98 Proposed Code of Market Conduct
        • Consultation Paper No. 97 Proposed Changes to the Client Classification Regime
        • Consultation Paper No. 96 Proposed Amendments to the DFSA Fee Regime
        • Consultation Paper No. 94 Proposed Changes to the FMT Jurisdiction, to the DFSA's Supervisory Powers and to the DFSA's Approach to Decision Making
        • Consultation Paper No. 95 Minor Changes to CP90 and CP94 Proposals
        • Consultation Paper No. 93 Qualified Investor Exempt Funds
        • Consultation Paper No. 92 Regulatory Reporting Under the PIB and PIN Modules
        • Consultation Paper No. 91 Proposed Enhancements to the Auditor Regime
        • Consultation Paper No. 90 Proposed Changes to the FMT Jurisdiction and Enhancements to the DFSA's Enforcement Powers
        • Consultation Paper No. 89 Proposed Changes to the DFSA's Anti-Money Laundering and Ancillary Service Provider Regimes (Second Consultation)
        • Consultation Paper No. 88 Proposed Miscellaneous Amendments
        • Consultation Paper No. 87 Changes Proposed to the Authorised Market Institutions Regime
        • Consultation Paper No. 86 Proposed Changes to the DFSA's Anti-Money Laundering and Ancillary Service Provider Regimes
        • Consultation Paper No. 85 Notice of Proposed Amendment to Legislation
        • Consultation Paper No.84 Proposed Enhancements to the DFSA Rulebook to meet International Best Practice Standards
        • Consultation Paper No. 83 Proposed changes to the PIB Module of the Rulebook
        • Consultation Paper No. 82 Proposals to Regulate Credit Rating Agencies
        • Consultation Paper No. 81 The Exercise of Regulatory Powers, Enhancement to the Regulatory Law 2004 and RPP Sourcebook
        • Consultation Paper No. 80 Proposals Relating to Controllers and Legal Forms of Authorised Persons
        • Consultation Paper No. 79 Shari'a Governance and Accounting and Auditing Standards for Islamic Firms and Securities
        • Consultation Paper No. 78 Proposed DFSA Listing Rules
        • Consultation Paper No. 77 Proposals Relating to Corporate Governance and Remuneration Standards Applicable to Authorised Persons
        • Consultation Paper No. 76 Proposed Changes to the Markets Law Regime Part 2 — Recognition and Auditing
        • Consultation Paper No. 75 Proposed Changes to the Markets Law Regime
        • Consultation Paper No. 74 Anti-Money Laundering Supervision in the DIFC and Enhancements to the Regulatory Law 2004
        • Consultation Paper No. 73 The Regulatory Policy and Processes Sourcebook and Enhancements to DFSA's Rulebook
        • Consultation Paper No. 72 Changes to the DFSA Financial Promotions Regime
        • Consultation Paper No. 71 Financial Service Definitions Review
        • Consultation Paper No. 70 Proposed Changes to Enforcement Framework
        • Consultation Paper No. 69 Proposed Enhancements to the Collective Investment Funds Regime
        • Consultation Paper No. 68 Enhanced Corporate Governance Regime for Reporting Entities
        • Consultation Paper No. 67 Changes to the DFSA Price Stabilisation Rules
        • Consultation Paper No. 66 Enhancing Clarity and Accessibility of Islamic Finance Rules
        • Consultation Paper No. 65 DIFC Representative Office Regime
        • Consultation Paper No. 64 Enhancements to the Fees Module
        • Consultation Paper No. 63 Changes to the DIFC Insider Dealing Regime
        • Consultation Paper No. 62 Proposed Changes to the Markets Law in Relation to Powers of the DFSA to Maintain an Official List of Securities
        • Consultation Paper No. 61 Proposed Enhancements to Client Asset Protections
        • Consultation Paper No. 59 Proposed Changes to Definitions of Investments
        • Consultation Paper No. 60 Miscellaneous Amendments to Legislation
        • Consultation Paper No. 58 Implementation of Pillars 2 & 3 of Basel II
        • Consultation Paper No. 57 Miscellaneous Amendments to the Rulebook
        • Consultation Paper No. 56 Regulation of Single Family Offices
        • Consultation Paper No. 55 Proposal to Enhance Rules Relating to Anti Money Laundering and Observance of Relevant United Nations Resolutions and Sanctions
        • Consultation Paper No. 54 Implementation of DFSA's Key Policy Review
        • Consultation Paper No. 53 Prudential Rules for Islamic Finance
        • Consultation Paper No. 52 Key Policy Review
        • Consultation Paper No. 51 Proposals Relating to Offers of Securities from the DIFC
        • Consultation Paper No. 50 Proposed Hedge Fund Code of Practice
        • Consultation Paper No. 49 Proposals Relating to Fees
        • Consultation Paper No. 48 Proposals to Facilitate Certain Types of Advising and Arranging
        • Consultation Paper No. 47 Proposals Relating to Insurance Securitisation
        • Consultation Paper No. 46 Proposals to Implement an Electronic Prudential Reporting System
        • Consultation Paper No. 45 Proposals to Refine the Definition of "Related Parties"
        • Consultation Paper No. 44 Proposals Relating to Direct Long–Term Insurance, Credit Insurance and Group Supervision
        • Consultation Paper No. 43 Amendments Concerning the Financial Markets Tribunal and Regulatory Appeals Committee
        • Consultation Paper No. 42 Proposed Enhancements to the DFSA Rulebook to Meet International Best Practice Standards
        • Consultation Paper No. 41 Proposed Changes to DFSA Administered Legislation in Relation to the Definition of Day
        • Consultation Paper No. 40 Proposal to Remove the Requirement for a Licensed Director/Partner at the Head Office
        • Consultation Paper No. 39 A New Category of Recognised Members
        • Consultation Paper No. 38 Miscellaneous Amendments to the Takeover Rules
        • Consultation Paper No. 37 Use of Prime Brokers by Hedge Funds
        • Consultation Paper No. 36 Proposed Changes to the Framework for the Regulation of Auditors
        • Consultation Paper No. 35 Proposals to Extend the Annual Reporting Period Applicable to Reporting Entities
        • Consultation Paper No. 34 Proposals to Amend the Requirements Relating to Marketing and Selling of Foreign Funds
        • Consultation Paper No. 33 Proposals for an Investment Trust Law and Requirements Relating to Public Property Funds
        • Consultation Paper No. 32 Proposed Reduction of Capital Requirements for Brokers Acting as "Matched Principals"
        • Consultation Paper No. 31 Proposed Changes Relating to Branches of DIFC Incorporated Firms
        • Consultation Paper No. 30 Proposed Changes Relating to Sponsors
        • Consultation Paper No. 29 Proposed Changes Relating to Licensed Representatives
        • Consultation Paper No. 28 The Proposed Restructuring of the Ancillary Service Providers Regime
        • Consultation Paper No. 27 Prudential — Investment, Insurance Intermediation and Banking Business (PIB) and Prescribed Forms and Notices (PFN)
        • Consultation Paper No. 26 Investment Companies Regulations
        • Consultation Paper No. 25 The Proposed Regime for Collective Investment Funds
        • Consultation Paper No. 24 on Limited Partnership Regulations
        • Consultation Paper No.23 on Limited Partnership Law
        • Consultation Paper No. 22 Trust Service Providers Rules (TSP)
        • Consultation Paper No. 21 The Collective Investment Law [2005]
        • Consultation Paper No. 20 DFSA's Draft Policy Statement on Start-Up Entities
        • Consultation Paper No. 19 Trust Companies Law DIFC Law No. [ ] of 2005
        • Consultation Paper No. 18 Takeover Rules (TKO)
        • Consultation Paper No. 17 Trust Law
        • Consultation Paper No. 16 Policy Statement on Confidential Regulatory Information
        • Consultation Paper No. 15 Alternative Trading Systems
        • Consultation Paper No. 14 Rules for Listed Funds
        • Consultation Paper No. 13 Price Stabilisation Rules
        • Consultation Paper No. 12 The Authorized Market Institution, Recognition and Offered Securities Modules of the DFSA Rulebook
        • Consultation Paper No. 11 The law regulating Islamic financial business and The Islamic financial business module of the DFSA Rulebook
        • Consultation Paper No. 10 The principles for authorised firms and The principles for authorised individuals
        • Consultation Paper No. 9 Prudential Rules for Insurers
        • Consultation Paper No. 8 Regulatory Law
        • Consultation Paper No. 7 Law Relating To Application Of DIFC Laws
        • Consultation Paper No. 6 Personal Property Law
        • Consultation Paper No. 5 Law of Security
        • Consultation Paper No. 4 Insolvency Law
        • Consultation Paper No. 3 Contract Law
        • Consultation Paper No. 2 Companies Law
        • Consultation Paper No. 1 Regulatory Law
    • Policy Statements
    • DFSA Codes of Practice
    • Amendments to Legislation
    • Media Releases
    • Notices
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  1. Dubai Financial Services Authority (DFSA)
  2. Consultation Papers
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  4. Consultation Paper No. 78 Proposed DFSA Listing Rules
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‹ Consultation Paper No. 79 Shari'a Governance and Accounting and Auditing Standards for Islamic Firms and Securities Consultation Paper No. 77 Proposals Relating to Corporate Governance and Remuneration Standards Applicable to Authorised Persons ›

Consultation Paper No. 78 Proposed DFSA Listing Rules

Click herehere to download the Consultation Paper in PDF Format.

Appendix 1 — Listing Rules PDF FormatPDF Format
Appendix 2 — GLO Module PDF FormatPDF Format
Appendix 3 — FER Module PDF FormatPDF Format
Appendix 4 — Markets Law PDF FormatPDF Format
Appendix 5 — Comparison Table PDF FormatPDF Format
‹ Consultation Paper No. 79 Shari'a Governance and Accounting and Auditing Standards for Islamic Firms and Securities Consultation Paper No. 77 Proposals Relating to Corporate Governance and Remuneration Standards Applicable to Authorised Persons ›
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